9781526517784 - financial services law guide de haynes, professor andrew (20 resultados)
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Librería: Romtrade Corp., STERLING HEIGHTS, MI, Estados Unidos de AmericaRomtrade Corp.
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Librería: Basi6 International, Irving, TX, Estados Unidos de AmericaBasi6 International
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Condición: Brand New. New. US edition. Expediting shipping for all USA and Europe orders excluding PO Box. Excellent Customer Service.
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Librería: Books Puddle, New York, NY, Estados Unidos de AmericaBooks Puddle
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Condición: New. 5th edition NO-PA16APR2015-KAP.
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Librería: Majestic Books, Hounslow, , Reino UnidoMajestic Books
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Librería: Brook Bookstore On Demand, Napoli, NA, ItaliaBrook Bookstore On Demand
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Librería: Biblios, frankfurt am main, HESSE, AlemaniaBiblios
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Librería: PBShop.store US, Wood Dale, IL, Estados Unidos de AmericaPBShop.store US
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Librería: Kennys Bookshop and Art Galleries Ltd., Galway, GY, IrlandaKennys Bookshop and Art Galleries Ltd.
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Condición: New. 2022. 5th Edition. paperback. . . . . .
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Librería: PBShop.store UK, Fairford, GLOS, Reino UnidoPBShop.store UK
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PAP. Condición: New. New Book. Shipped from UK. Established seller since 2000.
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Librería: Rarewaves.com USA, London, LONDO, Reino UnidoRarewaves.com USA
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EUR 261,45
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Paperback. Condición: New. A comprehensive guide to the rules and regulations that govern the UK financial services industry, providing:- Analysis of the various laws and regulations and how they impact on customer relations and retail products- An outline of the protection given to clients' money and the functioning of the prud…ential requirements- An explanation of the rationale and operation of enforcement procedures- Details of requirements as they apply to professionals who engage in financial services activities as an incidental part of their professional activities- A consideration of recently implemented EU initiativesThe fifth edition has been fully updated in line with the post-EU regime and in addition includes updates to: - the new investments and investment activities and the FCA rules and their impact- the FCA authorisation procedures and their impact- the approved persons regime- the rules and, in particular, their applications in relation to retail products and customer relations- the rules in relation to professionalsas well as coverage of:- the EU Market Abuse Regulation- 4th and 5th Money Laundering Directives in their UK form including additional examples of enforcement actions and prosecutions and the lessons to be learned- new case law in relation to enforcement and the lessons learnedCovering the latest developments, this valuable text is set out in the context of common practice and is indispensable for those working within or otherwise associated with the financial services industry, namely lawyers, compliance officers, auditors, financial advisers, consultants, academics and students.This title is included in Bloomsbury Professional's Banking and Finance online service.
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Librería: Kennys Bookstore, Olney, MD, Estados Unidos de AmericaKennys Bookstore
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Condición: New. 2022. 5th Edition. paperback. . . . . . Books ship from the US and Ireland.
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Librería: Rarewaves.com UK, London, Reino UnidoRarewaves.com UK
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EUR 246,45
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Paperback. Condición: New. A comprehensive guide to the rules and regulations that govern the UK financial services industry, providing:- Analysis of the various laws and regulations and how they impact on customer relations and retail products- An outline of the protection given to clients' money and the functioning of the prud…ential requirements- An explanation of the rationale and operation of enforcement procedures- Details of requirements as they apply to professionals who engage in financial services activities as an incidental part of their professional activities- A consideration of recently implemented EU initiativesThe fifth edition has been fully updated in line with the post-EU regime and in addition includes updates to: - the new investments and investment activities and the FCA rules and their impact- the FCA authorisation procedures and their impact- the approved persons regime- the rules and, in particular, their applications in relation to retail products and customer relations- the rules in relation to professionalsas well as coverage of:- the EU Market Abuse Regulation- 4th and 5th Money Laundering Directives in their UK form including additional examples of enforcement actions and prosecutions and the lessons to be learned- new case law in relation to enforcement and the lessons learnedCovering the latest developments, this valuable text is set out in the context of common practice and is indispensable for those working within or otherwise associated with the financial services industry, namely lawyers, compliance officers, auditors, financial advisers, consultants, academics and students.This title is included in Bloomsbury Professional's Banking and Finance online service.
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Librería: Revaluation Books, Exeter, , Reino UnidoRevaluation Books
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EUR 323,71
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Paperback. Condición: Brand New. 5th edition. 512 pages. 9.76x6.14x1.61 inches. In Stock.
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Librería: Grand Eagle Retail, Bensenville, IL, Estados Unidos de AmericaGrand Eagle Retail
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EUR 259,15
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Paperback. Condición: new. Paperback. A comprehensive guide to the rules and regulations that govern the UK financial services industry, providing:- Analysis of the various laws and regulations and how they impact on customer relations and retail products- An outline of the protection given to clients money and the functioning o…f the prudential requirements- An explanation of the rationale and operation of enforcement procedures- Details of requirements as they apply to professionals who engage in financial services activities as an incidental part of their professional activities- A consideration of recently implemented EU initiativesThe fifth edition has been fully updated in line with the post-EU regime and in addition includes updates to: - the new investments and investment activities and the FCA rules and their impact- the FCA authorisation procedures and their impact- the approved persons regime- the rules and, in particular, their applications in relation to retail products and customer relations- the rules in relation to professionalsas well as coverage of:- the EU Market Abuse Regulation- 4th and 5th Money Laundering Directives in their UK form including additional examples of enforcement actions and prosecutions and the lessons to be learned- new case law in relation to enforcement and the lessons learnedCovering the latest developments, this valuable text is set out in the context of common practice and is indispensable for those working within or otherwise associated with the financial services industry, namely lawyers, compliance officers, auditors, financial advisers, consultants, academics and students.This title is included in Bloomsbury Professional's Banking and Finance online service. This item is printed on demand. Shipping may be from multiple locations in the US or from the UK, depending on stock availability.
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Librería: Revaluation Books, Exeter, , Reino UnidoRevaluation Books
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EUR 252,14
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Paperback. Condición: Brand New. 5th edition. 512 pages. 9.76x6.14x1.61 inches. In Stock. This item is printed on demand.
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Librería: CitiRetail, Stevenage, Reino UnidoCitiRetail
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EUR 274,73
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Paperback. Condición: new. Paperback. A comprehensive guide to the rules and regulations that govern the UK financial services industry, providing:- Analysis of the various laws and regulations and how they impact on customer relations and retail products- An outline of the protection given to clients money and the functioning o…f the prudential requirements- An explanation of the rationale and operation of enforcement procedures- Details of requirements as they apply to professionals who engage in financial services activities as an incidental part of their professional activities- A consideration of recently implemented EU initiativesThe fifth edition has been fully updated in line with the post-EU regime and in addition includes updates to: - the new investments and investment activities and the FCA rules and their impact- the FCA authorisation procedures and their impact- the approved persons regime- the rules and, in particular, their applications in relation to retail products and customer relations- the rules in relation to professionalsas well as coverage of:- the EU Market Abuse Regulation- 4th and 5th Money Laundering Directives in their UK form including additional examples of enforcement actions and prosecutions and the lessons to be learned- new case law in relation to enforcement and the lessons learnedCovering the latest developments, this valuable text is set out in the context of common practice and is indispensable for those working within or otherwise associated with the financial services industry, namely lawyers, compliance officers, auditors, financial advisers, consultants, academics and students.This title is included in Bloomsbury Professional's Banking and Finance online service. This item is printed on demand. Shipping may be from our UK warehouse or from our Australian or US warehouses, depending on stock availability.
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Librería: moluna, Greven, , Alemaniamoluna
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EUR 257,16
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Condición: New. Dieser Artikel ist ein Print on Demand Artikel und wird nach Ihrer Bestellung fuer Sie gedruckt. Über den AutorAndrew HaynesInhaltsverzeichnis1 Financial Services Regulation 2 Authorisation 3 The Senior Managers and Certification Regime 4 Retail Products 5 Customer Relations 6 Financial Promotio.
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Librería: preigu, Osnabrück, Alemaniapreigu
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EUR 266,55
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Taschenbuch. Condición: Neu. Financial Services Law Guide | Andrew Haynes | Taschenbuch | Kartoniert / Broschiert | Englisch | 2022 | Bloomsbury Professional | EAN 9781526517784 | Verantwortliche Person für die EU: Libri GmbH, Europaallee 1, 36244 Bad Hersfeld, gpsr[at]libri[dot]de | Anbieter: preigu Print on Demand.
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Librería: AHA-BUCH GmbH, Einbeck, AlemaniaAHA-BUCH GmbH
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EUR 284,68
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Taschenbuch. Condición: Neu. nach der Bestellung gedruckt Neuware - Printed after ordering - A comprehensive guide to the rules and regulations that govern the UK financial services industry, providing:- Analysis of the various laws and regulations and how they impact on customer relations and retail products- An outline of the…protection given to clients' money and the functioning of the prudential requirements- An explanation of the rationale and operation of enforcement procedures- Details of requirements as they apply to professionals who engage in financial services activities as an incidental part of their professional activities- A consideration of recently implemented EU initiativesThe fifth edition has been fully updated in line with the post-EU regime and in addition includes updates to: - the new investments and investment activities and the FCA rules and their impact- the FCA authorisation procedures and their impact- the approved persons regime- the rules and, in particular, their applications in relation to retail products and customer relations- the rules in relation to professionalsas well as coverage of:- the EU Market Abuse Regulation- 4th and 5th Money Laundering Directives in their UK form including additional examples of enforcement actions and prosecutions and the lessons to be learned- new case law in relation to enforcement and the lessons learnedCovering the latest developments, this valuable text is set out in the context of common practice and is indispensable for those working within or otherwise associated with the financial services industry, namely lawyers, compliance officers, auditors, financial advisers, consultants, academics and students.
