Federal Securities Laws: Selected Statutes, Rules and Forms, 2019-2020 Edition. Este artículo no está disponible.
Idioma: inglés
Editorial: Foundation Press, 2019
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N° de ref. del artículo OTV.1642429392.G
- Título
- Federal Securities Laws: Selected Statutes, Rules and Forms, 2019-2020 Edition
- Autor
- Coffee Jr, John; Sale, Hillary; Whitehead, Charles
- Editorial
- Foundation Press
- Año de publicación
- 2019
- Estado
- good
- Encuadernación
- Encuadernación de tapa blanda
- Idioma
- inglés
- ISBN 10
- 1642429392
- ISBN 13
- 9781642429398
- Amendments to Regulation A;
- Amendments to Regulation C;
- Amendments to Regulation S-K;
- Amendments to Regulation S-T;
- Amendments to Regulation 14A;
- Amendments to Regulation M;
- Amendments to Regulation NMS;
- New Securities Act Rule 139b and new Investment Company Act Rule 24b-4 regarding publication or distribution of covered investment fund research reports;
- New Exchange Act Rule 15l-1 regarding broker-dealer obligations when making recommendations to customers;
- New Exchange Act Subpart 18a regarding capital, margin and segregation requirements for security-based swap dealers and participants;
- New Investment Company Act Rule 30e-3 allowing online reports to shareholders by registered investment companies;
- New Rules of Practice Rule 194 regarding security-based swap dealers/participants;
- Amendments to various forms.
This edition has a cutoff date of September 10, 2019.
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