Securities Arbitration for Brokers, Attorneys, and Investors

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9780899306827: Securities Arbitration for Brokers, Attorneys, and Investors
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Contrasting arbitration of securities disputes with litigation in the courts, this book reviews the interaction of federal securities laws and arbitration in light of caselaw. This review culminates in the recent U.S. Supreme Court cases supporting the validity of predisputed arbitration agreements even when there are claims of fraud and violations of federal securities law. The common law view of arbitration and the Federal Arbitration Act of 1925 are discussed, as are the arbitration process and forums within the securities industry. Procedures (e.g. evaluating the merits of a claim, presenting a securities case to arbitration panels throughout the nation, and appealing an arbitration award) are also examined. It is the only book to date to discuss the new AAA Securities Arbitration Rules. Ideal for lawyers and securities industry professionals, the book discusses the theories for brokerage firm liability such as securities fraud, churning, the Know Your Customer rule, suitability, problems with trades (e.g. failure of execution or orders), and improper record keeping. It also discusses the use of arbitration to resolve disputes between those working in the industry and reviews the requirements for statements of claims in an arbitration process. Methods of evaluation, statutes, and forms are provided, which will be helpful to both the individual and the lawyer contemplating prosecuting a securities claim in arbitration versus litigation.

From the Publisher:

many universities, and was dean at the Delaware Law School.

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Grant, J. Kirkland
Editorial: ABC-CLIO (1994)
ISBN 10: 0899306829 ISBN 13: 9780899306827
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Descripción ABC-CLIO, 1994. HRD. Estado de conservación: New. New Book.Shipped from US within 10 to 14 business days.THIS BOOK IS PRINTED ON DEMAND. Established seller since 2000. Nº de ref. de la librería IP-9780899306827

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Grant, J. Kirkland
Editorial: Praeger (1994)
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Descripción Praeger, 1994. Hardcover. Estado de conservación: New. Nº de ref. de la librería INGM9780899306827

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Grant, J. Kirkland
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Descripción ABC-CLIO, 1994. HRD. Estado de conservación: New. New Book. Delivered from our US warehouse in 10 to 14 business days. THIS BOOK IS PRINTED ON DEMAND.Established seller since 2000. Nº de ref. de la librería IP-9780899306827

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Descripción ABC-CLIO, United States, 1994. Hardback. Estado de conservación: New. 241 x 161 mm. Language: English . Brand New Book ***** Print on Demand *****. Contrasting arbitration of securities disputes with litigation in the courts, this book reviews the interaction of federal securities laws and arbitration in light of caselaw. This review culminates in the recent U.S. Supreme Court cases supporting the validity of predisputed arbitration agreements even when there are claims of fraud and violations of federal securities law. The common law view of arbitration and the Federal Arbitration Act of 1925 are discussed, as are the arbitration process and forums within the securities industry. Procedures (e.g. evaluating the merits of a claim, presenting a securities case to arbitration panels throughout the nation, and appealing an arbitration award) are also examined. It is the only book to date to discuss the new AAA Securities Arbitration Rules. Ideal for lawyers and securities industry professionals, the book discusses the theories for brokerage firm liability such as securities fraud, churning, the Know Your Customer rule, suitability, problems with trades (e.g. failure of execution or orders), and improper record keeping. It also discusses the use of arbitration to resolve disputes between those working in the industry and reviews the requirements for statements of claims in an arbitration process. Methods of evaluation, statutes, and forms are provided, which will be helpful to both the individual and the lawyer contemplating prosecuting a securities claim in arbitration versus litigation. Nº de ref. de la librería APC9780899306827

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Grant, J. Kirkland
Editorial: ABC-CLIO, United States (1994)
ISBN 10: 0899306829 ISBN 13: 9780899306827
Nuevos Tapa dura Cantidad: 10
Impresión bajo demanda
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Descripción ABC-CLIO, United States, 1994. Hardback. Estado de conservación: New. 241 x 161 mm. Language: English . Brand New Book ***** Print on Demand *****.Contrasting arbitration of securities disputes with litigation in the courts, this book reviews the interaction of federal securities laws and arbitration in light of caselaw. This review culminates in the recent U.S. Supreme Court cases supporting the validity of predisputed arbitration agreements even when there are claims of fraud and violations of federal securities law. The common law view of arbitration and the Federal Arbitration Act of 1925 are discussed, as are the arbitration process and forums within the securities industry. Procedures (e.g. evaluating the merits of a claim, presenting a securities case to arbitration panels throughout the nation, and appealing an arbitration award) are also examined. It is the only book to date to discuss the new AAA Securities Arbitration Rules. Ideal for lawyers and securities industry professionals, the book discusses the theories for brokerage firm liability such as securities fraud, churning, the Know Your Customer rule, suitability, problems with trades (e.g. failure of execution or orders), and improper record keeping. It also discusses the use of arbitration to resolve disputes between those working in the industry and reviews the requirements for statements of claims in an arbitration process. Methods of evaluation, statutes, and forms are provided, which will be helpful to both the individual and the lawyer contemplating prosecuting a securities claim in arbitration versus litigation. Nº de ref. de la librería APC9780899306827

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Grant, J. Kirkland
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Descripción Praeger. Hardcover. Estado de conservación: New. Hardcover. 496 pages. Dimensions: 9.5in. x 6.4in. x 1.4in.Contrasting arbitration of securities disputes with litigation in the courts, this book reviews the interaction of federal securities laws and arbitration in light of caselaw. This review culminates in the recent U. S. Supreme Court cases supporting the validity of predisputed arbitration agreements even when there are claims of fraud and violations of federal securities law. The common law view of arbitration and the Federal Arbitration Act of 1925 are discussed, as are the arbitration process and forums within the securities industry. Procedures (e. g. evaluating the merits of a claim, presenting a securities case to arbitration panels throughout the nation, and appealing an arbitration award) are also examined. It is the only book to date to discuss the new AAA Securities Arbitration Rules. Ideal for lawyers and securities industry professionals, the book discusses the theories for brokerage firm liability such as securities fraud, churning, the Know Your Customer rule, suitability, problems with trades (e. g. failure of execution or orders), and improper record keeping. It also discusses the use of arbitration to resolve disputes between those working in the industry and reviews the requirements for statements of claims in an arbitration process. Methods of evaluation, statutes, and forms are provided, which will be helpful to both the individual and the lawyer contemplating prosecuting a securities claim in arbitration versus litigation. This item ships from multiple locations. Your book may arrive from Roseburg,OR, La Vergne,TN. Hardcover. Nº de ref. de la librería 9780899306827

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Grant, J. Kirkland
Editorial: Praeger (1994)
ISBN 10: 0899306829 ISBN 13: 9780899306827
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Descripción Praeger, 1994. Hardcover. Estado de conservación: New. Nº de ref. de la librería DADAX0899306829

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Grant, J. Kirkland
Editorial: Praeger (1994)
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Descripción Praeger, 1994. Hardcover. Estado de conservación: New. book. Nº de ref. de la librería 0899306829

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Descripción Praeger. Hardcover. Estado de conservación: New. 0899306829 Special order direct from the distributor. Nº de ref. de la librería ING9780899306827

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