Sinopsis
This title includes the most recent developments in securities regulation in an accessible format, including 1933 Act offering reform. Authoritative coverage includes the registration process; exemptions; corporate recapitalizations, reorganizations, and mergers; market manipulation; liabilities; Securities Exchange Act of 1934; jurisdictional aspects; broker-dealer regulation and the new Financial Industry Regulatory Authority, and an overview of investment company regulation.
"Sinopsis" puede pertenecer a otra edición de este libro.
Reseña del editor
This title includes the most recent developments in securities regulation in an accessible format, including 1933 Act offering reform. Authoritative coverage includes the registration process; exemptions; corporate recapitalizations, reorganizations, and mergers; market manipulation; liabilities; Securities Exchange Act of 1934; jurisdictional aspects; broker-dealer regulation and the new Financial Industry Regulatory Authority, and an overview of investment company regulation.
"Sobre este título" puede pertenecer a otra edición de este libro.
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Principles of Securities Regulation, 3d The Concise Hornbook Series
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Principles of Securities Regulation, 3d the Concise Hornbook Series
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West Academic, 2009
ISBN 10: 0314187995
ISBN 13: 9780314187994
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Principles of Securities Regulation (Concise Hornbook Series)
Publicado por
West Academic Publishing, 2009
ISBN 10: 0314187995
ISBN 13: 9780314187994
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